Embark Services Limited

• Principal Place of Business

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +4401204803500

  Web

  https://www.embarkpensions.co.uk

• Complaints Contact

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +4401163668681

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Gayle Elaine Schumacher

  IRN GES01031

  • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2024)
• George McGrady

  IRN GXM01608

  • CF11 Money Laundering Reporting (28 Aug 2014 to 30 Apr 2015)
  • CF28 Systems and controls (11 Jun 2013 to 18 Aug 2015)
  • CF1 Director (15 Mar 2010 to 23 May 2013)
• Graeme Robert Bold

  IRN GXB42380

  • [FCA CF] Material risk taker (since 2 Sep 2024)
• Guy Harrison

  IRN GXH00188

  • [FCA CF] Manager of certification employee (22 Jul 2022 to 30 Apr 2023)
  • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 30 Apr 2023)
• Guy Timothy Lloyd Whittern

  IRN GXW00212

  • [FCA CF] CASS oversight function (18 Jun 2021 to 16 Dec 2021)
• Harry Anthony Hall

  IRN HXH00068

  • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 11 Aug 2021)
• Jacqueline Lowe

  IRN JXK01103

  • Director of firm who is not a certification employee or a SMF manager (1 Feb 2023 to 30 Sep 2023)
• Jacqueline Margaret Leiper

  IRN JML01229

  • [FCA CF] Material risk taker (1 Sep 2024 to 30 Apr 2025)
  • SMF1 Chief Executive (17 Jan 2023 to 31 Aug 2024)
  • SMF3 Executive Director (17 Jan 2023 to 31 Aug 2024)
• James Henry Matthew Derry

  IRN JXD00365

  • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 24 Feb 2022)
• James Matthew Smith

  IRN JXS00597

  • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 15 Feb 2023)

• Vested Employee Benefits Limited (no longer appointed)

  FRN 799311 · Appointed 23 Jan 2018 · Until 9 Sep 2022

No changes recorded yet.