Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Embark Investment Services Limited
FRN 737356
- SMF18 Other Overall Responsibility (since 1 Apr 2025)
- [FCA CF] Material risk taker (2 Sep 2024 to 31 Mar 2025)
-
Embark Services Limited
FRN 120820
- [FCA CF] Material risk taker (since 2 Sep 2024)
-
EBS Pensions Limited
FRN 134908
- [FCA CF] Material risk taker (since 2 Sep 2024)
-
Halifax Share Dealing Limited
FRN 183332
- [FCA CF] Material risk taker (since 2 Sep 2024)
-
Sterling ISA Managers Limited
FRN 191278
- [FCA CF] Material risk taker (since 2 Sep 2024)
-
SCOTTISH WIDOWS LIMITED
FRN 181655
- SMF6 Head of Key Business Areas (since 7 Feb 2024)
- [FCA CF] Material risk taker (26 Oct 2020 to 4 Mar 2024)
- [PRA CF] Significant risk taker or Material risk taker (26 Oct 2020 to 4 Mar 2024)
- [FCA CF] Significant management (28 Oct 2019 to 25 Oct 2020)
-
HBOS Investment Fund Managers Limited
FRN 119223
- [FCA CF] Significant management (since 4 Feb 2020)
-
Scottish Widows Unit Trust Managers Limited
FRN 122129
- [FCA CF] Significant management (since 4 Feb 2020)
-
- [FCA CF] Significant management (10 Dec 2018 to 13 Sep 2019)
-
- [FCA CF] Significant management (10 Dec 2018 to 13 Sep 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.