Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 8 Jan 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 2 Jan 2026)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • [FCA CF] Manager of certification employee (25 Mar 2025 to 9 Apr 2025)
    • [FCA CF] Material risk taker (1 Sep 2024 to 30 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2024 to 30 Apr 2025)
    • SMF3 Executive Director (1 Aug 2023 to 31 Aug 2024)
    • SMF7 Group Entity Senior Manager (17 May 2021 to 1 Aug 2023)
  • Embark Services Limited (no longer approved here)

    FRN 120820

    • [FCA CF] Material risk taker (1 Sep 2024 to 30 Apr 2025)
    • SMF1 Chief Executive (17 Jan 2023 to 31 Aug 2024)
    • SMF3 Executive Director (17 Jan 2023 to 31 Aug 2024)
  • EBS Pensions Limited (no longer approved here)

    FRN 134908

    • [FCA CF] Material risk taker (1 Sep 2024 to 30 Apr 2025)
    • SMF1 Chief Executive (17 Jan 2023 to 31 Aug 2024)
    • SMF3 Executive Director (17 Jan 2023 to 31 Aug 2024)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • [FCA CF] Material risk taker (1 Sep 2024 to 30 Apr 2025)
    • [FCA CF] Manager of certification employee (1 Sep 2024 to 25 Mar 2025)
    • SMF1 Chief Executive (17 Jan 2023 to 31 Aug 2024)
    • SMF3 Executive Director (17 Jan 2023 to 31 Aug 2024)
    • SMF7 Group Entity Senior Manager (10 Mar 2022 to 23 Jan 2023)
  • Embark Investment Services Limited (no longer approved here)

    FRN 737356

    • [PRA CF] Managing a material risk taker (1 Sep 2024 to 25 Mar 2025)
    • [FCA CF] Material risk taker (1 Sep 2024 to 30 Apr 2025)
    • SMF1 Chief Executive (17 Jan 2023 to 31 Aug 2024)
    • SMF3 Executive Director (17 Jan 2023 to 31 Aug 2024)
    • SMF7 Group Entity Senior Manager (14 Oct 2022 to 23 Jan 2023)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • [PRA CF] Significant risk taker or Material risk taker (24 Nov 2021 to 12 Apr 2023)
    • [FCA CF] Material risk taker (24 Nov 2021 to 12 Apr 2023)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • [PRA CF] Significant risk taker or Material risk taker (24 Nov 2021 to 12 Apr 2023)
    • [FCA CF] Material risk taker (24 Nov 2021 to 12 Apr 2023)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • [FCA CF] Manager of certification employee (2 Dec 2020 to 30 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

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