Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • [FCA CF] Manager of certification employee (2 Dec 2020 to 30 Nov 2023)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • [FCA CF] Manager of certification employee (2 Dec 2020 to 3 Dec 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 10 Dec 2019)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • SMF6 Head of Key Business Areas (19 Nov 2020 to 31 Mar 2025)
    • SMF18 Other Overall Responsibility (11 Feb 2019 to 19 Nov 2020)
    • [PRA CF] Key function holder (10 Dec 2018 to 21 Jan 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (22 Jan 2018 to 21 Jan 2019)
    • [PRA CF] Significant risk taker or Material risk taker (22 Jan 2018 to 21 Jan 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Material risk taker (22 Jan 2018 to 21 Jan 2019)
    • [PRA CF] Significant risk taker or Material risk taker (22 Jan 2018 to 21 Jan 2019)
  • Lloyds Bank Insurance Services Limited (no longer approved here)

    FRN 310738

    • CF1 Director (9 Feb 2015 to 14 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

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