CAF Financial Solutions Limited

Date authorised
1 April 2013
Companies House
02771873
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Kings Hill Avenue
    Kings Hill
    West Malling
    Kent
    ME19 4TA
    UNITED KINGDOM
    Phone
    +4403000123000
    Web
    https://www.cafonline.org

  • Complaints Contact

    25 Kings Hill Avenue
    Kings Hill
    West Malling
    Kent
    ME19 4TA
    UNITED KINGDOM
    Phone
    +4403000123000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Unit

    Show 3 limitations
    • · Limited to Investment Company with Variable Capital marketing activities with respect to products offered by the Charities Aid Foundation and, in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - securety", (when the latter is associated with this specified investment”.
    • · Limited to unregulated collective investment scheme marketing activities with respect to products offered by the Charities Aid Foundation and, in carrying on such activities to the specified investments "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 5 limitations
    • · Limited to transaction-only activities with respect to products offered by the Charities Aid Foundation.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to Investment Company with Variable Capital marketing activities with respect to products offered by the Charities Aid Foundation and, in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - securety", (when the latter is associated with this specified investment”.
    • · Limited to unregulated collective investment scheme marketing activities with respect to products offered by the Charities Aid Foundation and, in carrying on such activities to the specified investments "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aidan Maxwell Bernard Paddick

    IRN AMP01095

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Aug 2023)
  • Alexander Ian MacGregor

    IRN AIM01009

    • CF2 Non Executive Director (1 Dec 2001 to 7 Nov 2002)
  • Alison Carpenter

    IRN AXC03209

    • SMF16 Compliance Oversight (since 3 Jun 2021)
  • Alison Jane Taylor

    IRN AJT01274

    • SMF1 Chief Executive (since 16 Aug 2021)
  • Alison Westbrook

    IRN AXW00820

    • [FCA CF] Significant management (29 Aug 2023 to 20 Feb 2026)
  • Andrew William Lambart Sladen

    IRN AWS01102

    • CF11 Money Laundering Reporting (6 Mar 2013 to 19 Sep 2013)
  • Angela Entwistle

    IRN AXE00221

    • [FCA CF] Significant management (20 Mar 2023 to 1 Jul 2024)
  • Ann Elizabeth Doan

    IRN AEB01105

    • CF11 Money Laundering Reporting (20 Jan 2009 to 25 Nov 2010)
  • Anthony Cannington Rogers

    IRN ACR01022

    • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2007)
    • CF15 Internal Audit (24 Feb 2003 to 11 Jul 2003)
    • CF11 Money Laundering Reporting (24 Feb 2003 to 11 Jul 2003)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 1 Jan 2004)
    • CF1 Director (1 Dec 2001 to 31 Dec 2007)
  • Brenda Dawson

    IRN BXD01106

    • CF15 Internal Audit (1 Dec 2001 to 6 Feb 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Feb 2003)
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Recent activity

Updates to this firm's record on the FCA register.

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