Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (1 Nov 2007 to 31 Dec 2007)
- CF15 Internal Audit (24 Feb 2003 to 11 Jul 2003)
- CF11 Money Laundering Reporting (24 Feb 2003 to 11 Jul 2003)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 1 Jan 2004)
- CF1 Director (1 Dec 2001 to 31 Dec 2007)
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- CF28 Systems and controls (1 Nov 2007 to 31 Jan 2008)
- CF11 Money Laundering Reporting (24 Feb 2003 to 11 Jul 2003)
- CF15 Internal Audit (24 Feb 2003 to 11 Jul 2003)
- CF1 Director (1 Dec 2001 to 31 Jan 2008)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 1 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.