Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAF Financial Solutions Limited (no longer approved here)

    FRN 189450

    • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2007)
    • CF15 Internal Audit (24 Feb 2003 to 11 Jul 2003)
    • CF11 Money Laundering Reporting (24 Feb 2003 to 11 Jul 2003)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 1 Jan 2004)
    • CF1 Director (1 Dec 2001 to 31 Dec 2007)
  • CAF BANK LIMITED (no longer approved here)

    FRN 204451

    • CF28 Systems and controls (1 Nov 2007 to 31 Jan 2008)
    • CF11 Money Laundering Reporting (24 Feb 2003 to 11 Jul 2003)
    • CF15 Internal Audit (24 Feb 2003 to 11 Jul 2003)
    • CF1 Director (1 Dec 2001 to 31 Jan 2008)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 1 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.