Ann Elizabeth Doan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Norinchukin Bank (no longer approved here)

    FRN 204685

    • SMF17 Money Laundering Reporting Officer (MLRO) (26 Jul 2016 to 16 Mar 2022)
  • Hampshire Trust Bank Plc (no longer approved here)

    FRN 204601

    • SMF16 Compliance Oversight (7 Mar 2016 to 14 Jul 2016)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 14 Jul 2016)
    • CF10 Compliance Oversight (14 Apr 2015 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (14 Apr 2015 to 6 Mar 2016)
  • CAF Financial Solutions Limited (no longer approved here)

    FRN 189450

    • CF11 Money Laundering Reporting (20 Jan 2009 to 25 Nov 2010)
  • CAF BANK LIMITED (no longer approved here)

    FRN 204451

    • CF11 Money Laundering Reporting (20 Jan 2009 to 25 Nov 2010)
  • IntegraLife UK Limited (no longer approved here)

    FRN 110344

    • CF10 Compliance Oversight (2 Sep 2008 to 28 Nov 2008)
  • INTEGRATED FINANCIAL ARRANGEMENTS LTD (no longer approved here)

    FRN 190856

    • CF10 Compliance Oversight (2 Sep 2008 to 28 Nov 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.