CAF Financial Solutions Limited

Date authorised
1 April 2013
Companies House
02771873
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Kings Hill Avenue
    Kings Hill
    West Malling
    Kent
    ME19 4TA
    UNITED KINGDOM
    Phone
    +4403000123000
    Web
    https://www.cafonline.org

  • Complaints Contact

    25 Kings Hill Avenue
    Kings Hill
    West Malling
    Kent
    ME19 4TA
    UNITED KINGDOM
    Phone
    +4403000123000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Unit

    Show 3 limitations
    • · Limited to Investment Company with Variable Capital marketing activities with respect to products offered by the Charities Aid Foundation and, in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - securety", (when the latter is associated with this specified investment”.
    • · Limited to unregulated collective investment scheme marketing activities with respect to products offered by the Charities Aid Foundation and, in carrying on such activities to the specified investments "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 5 limitations
    • · Limited to transaction-only activities with respect to products offered by the Charities Aid Foundation.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to Investment Company with Variable Capital marketing activities with respect to products offered by the Charities Aid Foundation and, in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - securety", (when the latter is associated with this specified investment”.
    • · Limited to unregulated collective investment scheme marketing activities with respect to products offered by the Charities Aid Foundation and, in carrying on such activities to the specified investments "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bridgit Louise Richards

    IRN BLR01026

    • SMF16 Compliance Oversight (5 Jan 2021 to 29 Jun 2021)
    • SMF3 Executive Director (12 Feb 2020 to 29 Jun 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 29 Jun 2021)
    • CF3 Chief Executive (31 May 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 May 2019 to 30 Jul 2019)
    • CF1 Director (1 Dec 2017 to 31 May 2019)
  • Carol Ann Stuart

    IRN CXS00857

    • [FCA CF] Significant management (since 6 Nov 2023)
  • Christopher Doyle

    IRN CXD00242

    • [FCA CF] Significant management (since 2 Mar 2021)
  • Christopher Keith Hall

    IRN CXH00759

    • [FCA CF] Significant management (since 30 May 2023)
  • Colin Walton

    IRN CXW01662

    • CF28 Systems and controls (9 Dec 2013 to 14 Nov 2014)
  • Cyrus Ardalan

    IRN CXA01091

    • SMF9 Chair of the Governing Body (16 Aug 2021 to 20 Nov 2024)
  • Des Ehrich

    IRN DXE00104

    • [FCA CF] Significant management (29 Jan 2021 to 30 Nov 2021)
  • Freddy Michael Stone

    IRN FMS01067

    • [FCA CF] Significant management (since 28 Oct 2024)
  • Gail Elizabeth Russell

    IRN GER01039

    • CF1 Director (7 Jul 2015 to 1 Oct 2016)
  • Graham Thomas

    IRN GXT01313

    • CF28 Systems and controls (16 Dec 2009 to 19 Apr 2017)
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Recent activity

Updates to this firm's record on the FCA register.

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