Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Omnis Investments Limited
FRN 611694
- SMF9 Chair of the Governing Body (since 13 May 2024)
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Aviva Investors UK Fund Services Limited
FRN 119310
- SMF9 Chair of the Governing Body (since 6 Nov 2023)
- Director of firm who is not a certification employee or a SMF manager (28 Aug 2023 to 5 Nov 2023)
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First Sentier Investors (UK) Funds Limited
FRN 143359
- [FCA CF] Material risk taker (since 9 Aug 2021)
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RATHBONES ASSET MANAGEMENT LIMITED
FRN 144266
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (8 Feb 2023 to 30 Sep 2023)
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- Director of firm who is not a certification employee or a SMF manager (8 Feb 2023 to 30 Sep 2023)
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- Director of firm who is not a certification employee or a SMF manager (1 Feb 2023 to 30 Sep 2023)
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- Director of firm who is not a certification employee or a SMF manager (1 Feb 2023 to 30 Sep 2023)
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- SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Aug 2024)
- CF2 Non Executive Director (29 Mar 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 3 Jan 2018)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.