Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Embark Services Limited
FRN 120820
- Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2024)
-
EBS Pensions Limited
FRN 134908
- Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2024)
-
Halifax Share Dealing Limited
FRN 183332
- Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2024)
-
Sterling ISA Managers Limited
FRN 191278
- Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2024)
-
Embark Investment Services Limited
FRN 737356
- Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2024)
-
HBOS Investment Fund Managers Limited
FRN 119223
- SMF9 Chair of the Governing Body (since 11 Dec 2023)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Oct 2023)
- CF2 Non Executive Director (1 Sep 2019 to 8 Dec 2019)
-
Scottish Widows Unit Trust Managers Limited
FRN 122129
- SMF9 Chair of the Governing Body (since 11 Dec 2023)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Oct 2023)
- CF2 Non Executive Director (1 Sep 2019 to 8 Dec 2019)
-
- Director of firm who is not a certification employee or a SMF manager (since 21 Apr 2020)
-
SCOTTISH WIDOWS LIMITED
FRN 181655
- Director of firm who is not a certification employee or a SMF manager (since 24 Jul 2019)
-
Lloyds Bank General Insurance Limited
FRN 202091
- Director of firm who is not a certification employee or a SMF manager (since 24 Jul 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.