Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 24 Sep 2021)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • SMF13 Chair of the Nominations Committee (18 Dec 2023 to 31 Aug 2024)
    • Director of firm who is not a certification employee or a SMF manager (8 Feb 2023 to 1 Oct 2023)
  • Embark Investment Services Limited (no longer approved here)

    FRN 737356

    • SMF13 Chair of the Nominations Committee (18 Dec 2023 to 31 Aug 2024)
    • Director of firm who is not a certification employee or a SMF manager (8 Feb 2023 to 1 Oct 2023)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • Director of firm who is not a certification employee or a SMF manager (1 Nov 2023 to 31 Aug 2024)
  • Embark Services Limited (no longer approved here)

    FRN 120820

    • Director of firm who is not a certification employee or a SMF manager (2 Dec 2022 to 31 Aug 2024)
    • CF2 Non Executive Director (27 Mar 2014 to 1 Feb 2017)
  • EBS Pensions Limited (no longer approved here)

    FRN 134908

    • Director of firm who is not a certification employee or a SMF manager (2 Dec 2022 to 31 Aug 2024)

Recent activity

Updates to this individual's record on the FCA register.

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