Arthur David Cragg

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

EBS Pensions Limited (no longer approved here)
FRN 134908
- [FCA CF] Significant management (31 Jan 2021 to 30 Jun 2021)
Embark Services Limited (no longer approved here)
FRN 120820
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2021)
- CF10 Compliance Oversight (12 Jun 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (24 Jun 2015 to 16 Jan 2017)
Embark Investment Services Limited (no longer approved here)
FRN 737356
- SMF3 Executive Director (9 Dec 2019 to 13 Jul 2020)
- CF1 Director (26 Feb 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (26 Feb 2016 to 30 Mar 2017)
- CF11 Money Laundering Reporting (26 Feb 2016 to 30 Mar 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.