Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Embark Services Limited
FRN 120820
- SMF9 Chair of the Governing Body (since 23 Dec 2025)
- Director of firm who is not a certification employee or a SMF manager (1 Sep 2024 to 31 Oct 2025)
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EBS Pensions Limited
FRN 134908
- SMF9 Chair of the Governing Body (since 23 Dec 2025)
- Director of firm who is not a certification employee or a SMF manager (1 Sep 2024 to 31 Oct 2025)
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- SMF9 Chair of the Governing Body (since 23 Dec 2025)
- Director of firm who is not a certification employee or a SMF manager (21 Apr 2020 to 31 Oct 2025)
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SCOTTISH WIDOWS LIMITED
FRN 181655
- SMF9 Chair of the Governing Body (since 23 Dec 2025)
- SMF14 Senior Independent Director (since 11 Nov 2020)
- SMF11 Chair of the Audit Committee (21 Mar 2022 to 12 Sep 2022)
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Halifax Share Dealing Limited
FRN 183332
- SMF9 Chair of the Governing Body (since 23 Dec 2025)
- SMF14 Senior Independent Director (since 1 Sep 2024)
- SMF11 Chair of the Audit Committee (1 Sep 2024 to 31 Oct 2025)
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Sterling ISA Managers Limited
FRN 191278
- SMF9 Chair of the Governing Body (since 23 Dec 2025)
- SMF14 Senior Independent Director (since 1 Sep 2024)
- SMF11 Chair of the Audit Committee (1 Sep 2024 to 31 Oct 2025)
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Lloyds Bank General Insurance Limited
FRN 202091
- SMF9 Chair of the Governing Body (since 23 Dec 2025)
- SMF14 Senior Independent Director (since 11 Nov 2020)
- SMF11 Chair of the Audit Committee (21 Mar 2022 to 12 Sep 2022)
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St Andrew's Insurance Plc
FRN 202932
- SMF9 Chair of the Governing Body (since 23 Dec 2025)
- SMF14 Senior Independent Director (since 11 Nov 2020)
- SMF11 Chair of the Audit Committee (30 Nov 2023 to 31 Oct 2025)
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Embark Investment Services Limited
FRN 737356
- SMF9 Chair of the Governing Body (since 23 Dec 2025)
- SMF14 Senior Independent Director (since 1 Sep 2024)
- SMF11 Chair of the Audit Committee (1 Sep 2024 to 31 Oct 2025)
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- SMF13 Chair of the Nominations Committee (since 7 Jan 2020)
- SMF11 Chair of the Audit Committee (28 Apr 2023 to 30 Aug 2024)
- SMF14 Senior Independent Director (14 Jan 2020 to 24 Sep 2024)
- SMF10 Chair of the Risk Committee (10 Dec 2018 to 28 Apr 2023)
- SIMF10 Chair of the Risk Committee (1 Jun 2018 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
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