FNZ (UK) Ltd

• Principal Place of Business

  F N Z (UK) Ltd

  1 Tanfield

  Edinburgh

  Edinburgh, City Of

  EH3 5DA

  UNITED KINGDOM

  Phone

  +443033333330

  Web

  https://www.fnz.com

• Complaints Contact

  F N Z (UK) Ltd

  1 Tanfield

  Edinburgh

  Edinburgh, City Of

  EH3 5DA

  UNITED KINGDOM

  Phone

  +443033333330

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abdelouahid Ben Taleb

  IRN AXB01111

  • [FCA CF] Material risk taker (29 Jul 2022 to 29 Aug 2023)
• Adrian John Durham

  IRN AJD01264

  • SMF7 Group Entity Senior Manager (11 Apr 2022 to 4 Sep 2024)
  • [FCA CF] Material risk taker (26 Jan 2022 to 11 Apr 2022)
  • [FCA CF] Manager of certification employee (26 Jan 2022 to 11 Apr 2022)
  • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2021)
  • CF1 Director (6 Jan 2006 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (6 Jan 2006 to 31 Oct 2007)
  • CF3 Chief Executive (6 Jan 2006 to 30 Oct 2012)
• Adrian White

  IRN AXW01388

  • [FCA CF] Material risk taker (29 Oct 2020 to 6 Dec 2020)
• Alasdair Munro

  IRN AXM00577

  • [FCA CF] Material risk taker (6 Nov 2020 to 27 Jul 2021)
• Alastair Conway

  IRN AXC00140

  • SMF3 Executive Director (since 21 Oct 2022)
  • SMF1 Chief Executive (since 21 Oct 2022)
  • [FCA CF] Manager of certification employee (2 Jun 2022 to 21 Oct 2022)
  • [FCA CF] Material risk taker (17 Jan 2022 to 21 Oct 2022)
• Alessandro Burgio

  IRN AXB01143

  • [FCA CF] Material risk taker (8 Sep 2022 to 30 Nov 2022)
• Alexander Park Leitch

  IRN APL01043

  • SMF7 Group Entity Senior Manager (9 Dec 2019 to 1 Apr 2024)
  • CF1 Director (13 May 2013 to 8 Dec 2019)
• Alison Laird

  IRN AXL00199

  • [FCA CF] Material risk taker (since 29 Oct 2020)
• Alison McQuaker

  IRN AXM00576

  • [FCA CF] Material risk taker (since 29 Oct 2020)
• Alison Rose-Slade

  IRN AMR01176

  • SMF13 Chair of the Nominations Committee (since 7 Nov 2025)
  • SMF9 Chair of the Governing Body (since 7 Nov 2025)

• FNZ TA Services Limited (no longer appointed)

  FRN 695505 · Appointed 15 May 2015 · Until 10 Jun 2022 · Tied agent

No changes recorded yet.