Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 12 Feb 2026)
    • [FCA CF] Material risk taker (since 1 Sep 2024)
    • [FCA CF] Significant management (since 1 Sep 2024)
    • [FCA CF] Client dealing (since 1 Sep 2024)
    • [FCA CF] Manager of certification employee (since 1 Sep 2024)
    • SMF27 Partner (since 12 Feb 2026)
    • [FCA CF] Client dealing (since 1 Sep 2024)
    • [FCA CF] Manager of certification employee (since 1 Sep 2024)
    • [FCA CF] Material risk taker (since 1 Sep 2024)
    • [FCA CF] Significant management (since 1 Sep 2024)
    • SMF3 Executive Director (since 12 Feb 2026)
    • [FCA CF] Client dealing (since 1 Sep 2024)
    • [FCA CF] Significant management (since 1 Sep 2024)
    • [FCA CF] Material risk taker (since 1 Sep 2024)
    • [FCA CF] Manager of certification employee (since 1 Sep 2024)
  • FNZ (UK) Ltd

    FRN 438687

    • SMF9 Chair of the Governing Body (since 7 Nov 2025)
    • SMF13 Chair of the Nominations Committee (since 7 Nov 2025)
  • COUTTS FINANCE CO. (no longer approved here)

    FRN 305968

    • [FCA CF] Manager of certification employee (18 Apr 2023 to 25 Jul 2023)
  • RBS Investment Executive Limited (no longer approved here)

    FRN 563849

    • [FCA CF] Manager of certification employee (18 Apr 2023 to 25 Jul 2023)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • [FCA CF] Manager of certification employee (29 Mar 2023 to 25 Jul 2023)
  • Lombard North Central PLC (no longer approved here)

    FRN 710598

    • [FCA CF] Manager of certification employee (29 Mar 2023 to 25 Jul 2023)
  • NatWest Trustee and Depositary Services Limited (no longer approved here)

    FRN 794152

    • SMF7 Group Entity Senior Manager (16 Mar 2020 to 25 Jul 2023)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • SMF1 Chief Executive (1 Nov 2019 to 25 Jul 2023)
    • SMF3 Executive Director (3 Dec 2018 to 25 Jul 2023)
    • SMF6 Head of Key Business Areas (30 Apr 2018 to 31 Oct 2019)
    • SMF7 Group Entity Senior Manager (27 May 2016 to 30 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

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