Alison Rose-Slade

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NatWest Markets Plc (no longer approved here)
FRN 121882
- SMF7 Group Entity Senior Manager (1 Nov 2019 to 25 Jul 2023)
- SMF6 Head of Key Business Areas (7 Mar 2016 to 15 May 2018)
- CF29 Significant management (28 May 2012 to 6 Mar 2016)
- CF30 Customer (8 Feb 2012 to 6 Mar 2016)
The Royal Bank of Scotland International Limited (no longer approved here)
FRN 760675
- SMF22 Other Local Responsibility (10 Jun 2019 to 31 Oct 2019)
- SMF7 Group Entity Senior Manager (22 Jun 2017 to 10 Jun 2019)
Coutts & Company (no longer approved here)
FRN 122287
- SMF7 Group Entity Senior Manager (7 Mar 2016 to 25 Jul 2023)
- CF1 Director (18 Sep 2015 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.