Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 18 Sep 2024)
    • SMF1 Chief Executive (since 18 Sep 2024)
    • SMF3 Executive Director (since 2 Oct 2023)
    • SMF1 Chief Executive (since 2 Oct 2023)
  • FNZ (UK) Ltd

    FRN 438687

    • SMF1 Chief Executive (since 21 Oct 2022)
    • SMF3 Executive Director (since 21 Oct 2022)
    • [FCA CF] Manager of certification employee (2 Jun 2022 to 21 Oct 2022)
    • [FCA CF] Material risk taker (17 Jan 2022 to 21 Oct 2022)
  • The IPS Partnership Limited (no longer approved here)

    FRN 115135

    • SMF1 Chief Executive (9 Dec 2019 to 18 Sep 2020)
    • SMF3 Executive Director (9 Dec 2019 to 18 Sep 2020)
    • CF3 Chief Executive (21 Mar 2013 to 8 Dec 2019)
    • CF1 Director (21 Mar 2013 to 8 Dec 2019)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • SMF3 Executive Director (9 Dec 2019 to 18 Sep 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 18 Sep 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 18 Sep 2020)
    • Responsible for Insurance Mediation (21 Sep 2018 to 30 Sep 2018)
    • CF1 Director (21 Mar 2013 to 8 Dec 2019)
    • CF3 Chief Executive (21 Mar 2013 to 8 Dec 2019)
  • JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)

    FRN 460698

    • SMF3 Executive Director (9 Dec 2019 to 18 Sep 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 18 Sep 2020)
    • CF1 Director (21 Mar 2013 to 8 Dec 2019)
    • CF3 Chief Executive (21 Mar 2013 to 8 Dec 2019)
  • IPS Pensions Limited (no longer approved here)

    FRN 461720

    • SMF1 Chief Executive (9 Dec 2019 to 18 Sep 2020)
    • SMF3 Executive Director (9 Dec 2019 to 18 Sep 2020)
    • CF1 Director (21 Mar 2013 to 8 Dec 2019)
    • CF3 Chief Executive (21 Mar 2013 to 8 Dec 2019)
  • Cofunds Limited (no longer approved here)

    FRN 194734

    • CF1 Director (26 Nov 2007 to 1 Feb 2013)
  • Clear Financial Management Ltd (3214) (no longer approved here)

    FRN 207691

    • Employed By (1 Dec 2001 to 10 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.