FNZ TA Services Limited

Date authorised
10 June 2022
Companies House
09571767
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10th Floor
    135 Bishopsgate
    London
    City Of London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +443033333330
    Web
    https://www.fnz.com

  • Complaints Contact

    10th Floor
    135 Bishopsgate
    London
    City Of London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +443033333330

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair Conway

    IRN AXC00140

    • SMF3 Executive Director (since 18 Sep 2024)
    • SMF1 Chief Executive (since 18 Sep 2024)
  • Andrew John Paterson Brodie

    IRN AXB10030

    • SMF1 Chief Executive (since 10 Apr 2026)
    • SMF3 Executive Director (since 10 Apr 2026)
  • Don Earl Scott

    IRN DXS75354

    • SMF16 Compliance Oversight (22 Sep 2023 to 31 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Sep 2023 to 31 Jan 2024)
    • [FCA CF] Significant management (11 Sep 2023 to 3 Oct 2023)
  • Edward Charles Searson James

    IRN ECJ01019

    • SMF3 Executive Director (10 Jun 2022 to 20 Oct 2023)
    • SMF1 Chief Executive (10 Jun 2022 to 20 Oct 2023)
  • Garth Smith

    IRN GXS00460

    • [FCA CF] Significant management (17 Jun 2022 to 2 Dec 2022)
  • Greg Whitaker

    IRN GXW00334

    • SMF3 Executive Director (3 Jun 2024 to 26 Feb 2025)
    • [FCA CF] Significant management (6 Nov 2023 to 3 Jun 2024)
  • John Tomlins

    IRN JXT01148

    • SMF9 Chair of the Governing Body (since 10 Jun 2022)
  • Lorraine McFarlane

    IRN LXM19733

    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Jun 2024 to 20 Mar 2025)
  • Riane Magdalena Stoltz

    IRN RXS00292

    • SMF3 Executive Director (10 Jun 2022 to 26 Jul 2023)
  • William Brand

    IRN WXB00002

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 May 2025)
    • SMF16 Compliance Oversight (since 3 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Jun 2022 to 11 Jul 2023)
    • SMF16 Compliance Oversight (10 Jun 2022 to 11 Jul 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.