Andrew John Paterson Brodie

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FNZ Securities Limited
FRN 733400
- SMF1 Chief Executive (since 10 Apr 2026)
- SMF3 Executive Director (since 10 Apr 2026)
FNZ TA Services Limited
FRN 932253
- SMF3 Executive Director (since 10 Apr 2026)
- SMF1 Chief Executive (since 10 Apr 2026)
FNZ (UK) Ltd
FRN 438687
- SMF1 Chief Executive (since 9 Apr 2026)
- SMF3 Executive Director (since 9 Apr 2026)
Rathbones Investment Management Limited (no longer approved here)
FRN 116316
- SMF24 Chief Operations (11 May 2020 to 31 Jan 2026)
LGT Wealth Management Limited (no longer approved here)
FRN 466684
- CF1 Director (27 Feb 2019 to 21 Oct 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.