Don Earl Scott

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wealthtime Limited

    FRN 468461

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Nov 2024)
    • SMF16 Compliance Oversight (since 18 Nov 2024)
  • Novia Financial Plc

    FRN 481600

    • SMF16 Compliance Oversight (since 18 Nov 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Nov 2024)
  • FNZ Securities Limited (no longer approved here)

    FRN 733400

    • SMF16 Compliance Oversight (22 Sep 2023 to 31 Jan 2024)
    • [FCA CF] Material risk taker (11 Sep 2023 to 31 Jan 2024)
  • FNZ TA Services Limited (no longer approved here)

    FRN 932253

    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Sep 2023 to 31 Jan 2024)
    • SMF16 Compliance Oversight (22 Sep 2023 to 31 Jan 2024)
    • [FCA CF] Significant management (11 Sep 2023 to 3 Oct 2023)
  • FNZ (UK) Ltd (no longer approved here)

    FRN 438687

    • SMF16 Compliance Oversight (28 Oct 2020 to 31 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.