Wealthtime Limited

• Principal Place of Business

  2nd Floor Royal Mead

  Railway Place

  Bath

  Somerset

  BA1 1SR

  UNITED KINGDOM

  Phone

  +441725512925

  Web

  https://www.wealthtime.com

• Complaints Contact

  2nd Floor Royal Mead

  Bath

  Bath

  Somerset

  BA1 1SR

  UNITED KINGDOM

  Phone

  +441725512925

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

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  • · The firm is limited to dealing as principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abbie Rees

  IRN AXR00335

  • [FCA CF] Material risk taker (since 20 Mar 2025)
• Alexander John Dominic Easton

  IRN AJE01118

  • SMF16 Compliance Oversight (31 Jul 2020 to 30 Apr 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (31 Jul 2020 to 30 Apr 2021)
  • SMF3 Executive Director (31 Jul 2020 to 30 Apr 2021)
• Brett Richard Ball

  IRN BXB35325

  • [FCA CF] CASS oversight function (since 19 Oct 2023)
  • [FCA CF] Significant management (25 Oct 2023 to 16 Jan 2024)
• Christopher Mark Blakeley

  IRN CMB00019

  • SMF16 Compliance Oversight (29 Jun 2022 to 11 May 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (29 Jun 2022 to 11 May 2023)
  • SMF3 Executive Director (29 Jun 2022 to 11 May 2023)
• Colin McCarthy

  IRN CXM01686

  • SMF3 Executive Director (9 Dec 2019 to 22 Oct 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 22 Oct 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Oct 2020)
  • CF11 Money Laundering Reporting (1 Jan 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (26 Oct 2007 to 8 Dec 2019)
  • CF1 Director (26 Oct 2007 to 8 Dec 2019)
• Damian James Baker

  IRN DJB01550

  • SMF3 Executive Director (9 Dec 2019 to 22 Oct 2020)
  • CF1 Director (12 Jan 2010 to 8 Dec 2019)
• Damian James Baker

  IRN DXB00964

  • [FCA CF] Material risk taker (9 Sep 2024 to 20 Mar 2025)
• David Henry Baker

  IRN DHB01064

  • CF2 Non Executive Director (4 Jan 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (26 Oct 2007 to 4 Jan 2016)
  • CF1 Director (26 Oct 2007 to 4 Jan 2016)
• Don Earl Scott

  IRN DXS75354

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Nov 2024)
  • SMF16 Compliance Oversight (since 18 Nov 2024)
• Gareth Lyon

  IRN GXL00368

  • [FCA CF] Material risk taker (since 21 Nov 2025)

No changes recorded yet.