Alexander John Dominic Easton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Novia Financial Plc (no longer approved here)
FRN 481600
- SMF2 Chief Finance (18 Jun 2021 to 14 Jul 2021)
- SMF3 Executive Director (18 Jun 2021 to 14 Jul 2021)
- CF10a CASS Oversight function (1 Oct 2011 to 8 Jan 2016)
- CF28 Systems and controls (16 Sep 2008 to 8 Jan 2016)
Wealthtime Limited (no longer approved here)
FRN 468461
- SMF17 Money Laundering Reporting Officer (MLRO) (31 Jul 2020 to 30 Apr 2021)
- SMF3 Executive Director (31 Jul 2020 to 30 Apr 2021)
- SMF16 Compliance Oversight (31 Jul 2020 to 30 Apr 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.