Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (29 Jun 2022 to 11 May 2023)
- SMF3 Executive Director (29 Jun 2022 to 11 May 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (29 Jun 2022 to 11 May 2023)
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 May 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 11 May 2023)
- CF10 Compliance Oversight (23 May 2012 to 8 Dec 2019)
- CF11 Money Laundering Reporting (23 May 2012 to 8 Dec 2019)
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- CF24 Pension Transfer Specialist (1 Dec 2001 to 15 Mar 2002)
- CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2002)
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- Employed By (7 Feb 2000 to 18 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.