Colin McCarthy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wealthtime Limited (no longer approved here)

    FRN 468461

    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 22 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Oct 2020)
    • CF11 Money Laundering Reporting (1 Jan 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Oct 2007 to 8 Dec 2019)
    • CF1 Director (26 Oct 2007 to 8 Dec 2019)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • CF16 Significant Mgt (Desgntd Investment Business) (8 Apr 2005 to 7 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.