Joanne Lesley Swain

• Clifton Compliance Services Ltd

  FRN 480676

  • SMF3 Executive Director (since 2 Jul 2025)
• Clifton Wealth Partnership Ltd

  FRN 541273

  • SMF3 Executive Director (since 2 Jul 2025)
• Eden Park Investment Management Ltd

  FRN 820967

  • SMF3 Executive Director (since 2 Jul 2025)
• Citysave Credit Union Limited

  FRN 213258

  • Director of firm who is not a certification employee or a SMF manager (since 25 Feb 2021)
• Succession Advisory Services Limited (no longer approved here)

  FRN 510054

  • SMF3 Executive Director (14 Oct 2022 to 31 Jan 2025)
  • SMF16 Compliance Oversight (14 Dec 2020 to 31 Jan 2025)
• Succession Financial Management Limited (no longer approved here)

  FRN 225831

  • [FCA CF] Manager of certification employee (27 Jun 2022 to 31 Jan 2025)
• SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

  FRN 588378

  • [FCA CF] Manager of certification employee (27 Jun 2022 to 31 Jan 2025)
• Succession Employee Benefit Solutions Limited (no longer approved here)

  FRN 767956

  • [FCA CF] Manager of certification employee (27 Jun 2022 to 31 Jan 2025)
• STANDARD LIFE FUND MANAGERS LIMITED (no longer approved here)

  FRN 651226

  • SMF18 Other Overall Responsibility (9 Dec 2019 to 6 Mar 2020)
  • CF10a CASS Oversight function (5 Sep 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (5 Sep 2018 to 8 Dec 2019)
• Standard Life Assurance Limited (no longer approved here)

  FRN 439567

  • SMF18 Other Overall Responsibility (5 Nov 2019 to 6 Mar 2020)

No changes recorded yet.