Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Novia Global Limited (no longer approved here)

    FRN 653661

    • [FCA CF] CASS oversight function (1 Apr 2022 to 28 Nov 2022)
    • [FCA CF] Manager of certification employee (1 Apr 2022 to 28 Nov 2022)
  • Novia Financial Plc (no longer approved here)

    FRN 481600

    • CF10a CASS Oversight function (12 Mar 2018 to 8 Dec 2019)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • CF4 Partner (23 Apr 2004 to 30 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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