Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (23 Sep 2015 to 8 Dec 2019)
    • CF10a CASS Oversight function (23 Sep 2015 to 8 Dec 2019)
  • Novia Financial Plc (no longer approved here)

    FRN 481600

    • SMF3 Executive Director (9 Dec 2019 to 29 Apr 2021)
    • CF10a CASS Oversight function (20 Jan 2016 to 12 Mar 2018)
    • CF1 Director (13 Feb 2015 to 8 Dec 2019)
    • CF29 Significant management (10 Oct 2011 to 22 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

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