Novia Global Limited

Date authorised
23 September 2015
Companies House
09042249
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Novia Global
    Cambridge House
    Henry Street
    Bath
    Bath And North East Somerset
    BA1 1JS
    UNITED KINGDOM
    Phone
    +441225517517
    Web
    https://www.novia-global.com

  • Complaints Contact

    Novia Global
    Cambridge House
    Henry Street
    Bath
    Bath And North East Somerset
    BA1 1JS
    UNITED KINGDOM
    Phone
    +441225517517

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

  • Runs Personal Pensions

    Show 2 limitations
    • · The Firm must not accept Self Invested Personal Pension transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1 Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the Firm can accept.
    • · The firm must not accept or allow self-invested personal pension (SIPP) investment transactions to be made through or within offshore investment bonds. Offshore investment bonds means single premium life insurance policies falling within the meaning of section 476 of the Income Tax (Trading & other Income) Act 2005.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shaun Jonathan Allwright

    IRN SJA01214

    • CF1 Director (23 Sep 2015 to 1 Jul 2019)
  • Stephen Andrews

    IRN SXA18005

    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (11 Sep 2019 to 8 Dec 2019)
  • William George Vasilieff

    IRN WGV01002

    • SMF9 Chair of the Governing Body (14 Jun 2022 to 22 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jan 2020)
    • CF1 Director (23 Sep 2015 to 8 Dec 2019)
    • CF3 Chief Executive (23 Sep 2015 to 17 Sep 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.