Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Multrees Investor Services Limited (no longer approved here)

    FRN 526528

    • CF2 Non Executive Director (4 Aug 2011 to 6 Apr 2012)
    • CF1 Director (6 Jan 2011 to 1 Aug 2011)
    • CF10 Compliance Oversight (6 Jan 2011 to 1 Aug 2011)
    • CF11 Money Laundering Reporting (6 Jan 2011 to 1 Aug 2011)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • CF29 Significant management (5 Jan 2010 to 5 Mar 2010)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2004)
    • CF1 Director (1 Dec 2001 to 4 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.