Jonathan James Sokhanvari

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FNZ Securities Limited (no longer approved here)

    FRN 733400

    • SMF1 Chief Executive (9 Dec 2019 to 13 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 10 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2022)
    • CF10a CASS Oversight function (1 Aug 2016 to 8 Dec 2019)
    • CF1 Director (1 Aug 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Aug 2016 to 8 Dec 2019)
    • CF3 Chief Executive (1 Aug 2016 to 8 Dec 2019)
  • Multrees Investor Services Limited (no longer approved here)

    FRN 526528

    • CF10a CASS Oversight function (25 Apr 2014 to 1 Dec 2014)
    • CF28 Systems and controls (9 Aug 2012 to 1 Dec 2014)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • CF10a CASS Oversight function (1 Oct 2011 to 31 Jul 2012)
    • CF4 Partner (5 Sep 2008 to 31 Jul 2012)
    • CF28 Systems and controls (5 Sep 2008 to 31 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.