Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 24 Feb 2017)
- CF29 Significant management (23 Feb 2010 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF9 EEA Investment Business Oversight (1 Dec 2001 to 5 Aug 2008)
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- CF2 Non Executive Director (24 Feb 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.