Date authorised
1 February 2019
Companies House
11245834
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Warwick Court
    5 Paternoster Square
    London
    EC4M 7DX
    UNITED KINGDOM
    Phone
    +442076518200
  • Complaints Contact

    Warwick Court
    5 Paternoster Square
    London
    EC4M 7DX
    UNITED KINGDOM
    Phone
    +442076518200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Hugh Mullan

    IRN AHM01025

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (1 Feb 2019 to 8 Dec 2019)
  • Caron Lesley Ditchburn

    IRN CLD01065

    • SMF3 Executive Director (since 13 May 2020)
  • David Muckersie

    IRN DXM01136

    • [FCA CF] CASS oversight function (18 Dec 2024 to 30 Jan 2026)
  • Diane Audrey Valentine

    IRN DXV09400

    • CF10a CASS Oversight function (1 Feb 2019 to 8 Dec 2019)
  • EMMA HILARY BEAL

    IRN EXB06352

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Feb 2019 to 8 Dec 2019)
  • Helen Maria Ford

    IRN HMF01007

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Feb 2019 to 8 Dec 2019)
  • Jeremy Ellis

    IRN JXE01081

    • [FCA CF] Client dealing (15 Mar 2021 to 7 Feb 2024)
    • CF30 Customer (1 Feb 2019 to 8 Dec 2019)
  • Jeremy Michael Fisher

    IRN JMF01139

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2020)
    • CF1 Director (1 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2019 to 8 Dec 2019)
  • John Alexander Yule

    IRN JAY01006

    • SMF3 Executive Director (16 Jan 2021 to 1 Mar 2022)
    • CF1 Director (1 Feb 2019 to 8 Dec 2019)
  • John Gerard McLaughlin

    IRN JGM01053

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (1 Feb 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.