Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (1 Feb 2019 to 8 Dec 2019)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • Director of firm who is not a certification employee or a SMF manager (28 Jun 2023 to 16 Sep 2024)
  • Interactive Investor Services Limited (no longer approved here)

    FRN 141282

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 27 May 2022)
    • CF2 Non Executive Director (20 Feb 2019 to 8 Dec 2019)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (29 May 2012 to 2 Apr 2019)
    • CF29 Significant management (31 Dec 2008 to 10 Nov 2011)
    • CF27 Investment Management (17 Jan 2003 to 24 Aug 2004)
    • CF26 Customer Trading (1 Dec 2001 to 24 Aug 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Aug 2004)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (29 May 2012 to 2 Apr 2019)
    • CF27 Investment Management (17 Jan 2003 to 24 Aug 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Aug 2004)
    • CF26 Customer Trading (1 Dec 2001 to 31 Jul 2002)
  • Nippon Life Schroders Asset Management Europe Limited (no longer approved here)

    FRN 188997

    • (162)CF1 Director (31 Dec 2009 to 21 Oct 2011)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF27 Investment Management (17 Jan 2003 to 18 Mar 2003)
    • CF26 Customer Trading (1 Dec 2001 to 18 Mar 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 18 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (162)CF1 Director at Nippon Life Schroders Asset Management Europe Limited