Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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T. Rowe Price UK Limited
FRN 806948
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (1 Feb 2019 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (28 Jun 2023 to 16 Sep 2024)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 27 May 2022)
- CF2 Non Executive Director (20 Feb 2019 to 8 Dec 2019)
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- CF30 Customer (29 May 2012 to 2 Apr 2019)
- CF29 Significant management (31 Dec 2008 to 10 Nov 2011)
- CF27 Investment Management (17 Jan 2003 to 24 Aug 2004)
- CF26 Customer Trading (1 Dec 2001 to 24 Aug 2004)
- CF21 Investment Adviser (1 Dec 2001 to 24 Aug 2004)
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- CF30 Customer (29 May 2012 to 2 Apr 2019)
- CF27 Investment Management (17 Jan 2003 to 24 Aug 2004)
- CF21 Investment Adviser (1 Dec 2001 to 24 Aug 2004)
- CF26 Customer Trading (1 Dec 2001 to 31 Jul 2002)
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- (162)CF1 Director (31 Dec 2009 to 21 Oct 2011)
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- CF27 Investment Management (17 Jan 2003 to 18 Mar 2003)
- CF26 Customer Trading (1 Dec 2001 to 18 Mar 2003)
- CF21 Investment Adviser (1 Dec 2001 to 18 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (162)CF1 Director at Nippon Life Schroders Asset Management Europe Limited