Date authorised
1 February 2019
Companies House
11245834
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Warwick Court
    5 Paternoster Square
    London
    EC4M 7DX
    UNITED KINGDOM
    Phone
    +442076518200
  • Complaints Contact

    Warwick Court
    5 Paternoster Square
    London
    EC4M 7DX
    UNITED KINGDOM
    Phone
    +442076518200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Katherine Rose Sibyl Young

    IRN KXY00030

    • [FCA CF] CASS oversight function (since 19 Jul 2021)
  • Lisa Elaine Laybourn

    IRN LEL01021

    • [FCA CF] CASS oversight function (15 Mar 2021 to 30 Apr 2021)
  • Louise Ellen Lenel

    IRN LEL01015

    • SMF3 Executive Director (since 28 May 2020)
  • Louise Johnson

    IRN LXJ01228

    • SMF16 Compliance Oversight (since 31 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Oct 2024)
    • CF11 Money Laundering Reporting (1 Feb 2019 to 8 Dec 2019)
  • Mitchell James Keith Todd

    IRN MJT01157

    • CF30 Customer (1 Feb 2019 to 8 Dec 2019)
  • Nataline Wilson

    IRN NXW00187

    • SMF1 Chief Executive (since 1 Jan 2026)
    • SMF9 Chair of the Governing Body (since 1 Jan 2026)
    • SMF3 Executive Director (16 Mar 2022 to 1 Jan 2026)
  • Nicholas David Hamilton Wilkes

    IRN NDW01054

    • [FCA CF] Client dealing (since 15 Sep 2023)
    • [FCA CF] Client dealing (17 Apr 2023 to 24 Jul 2023)
  • Nicholas Scott Trueman

    IRN NXT00163

    • SMF3 Executive Director (27 Mar 2023 to 31 Dec 2025)
    • SMF1 Chief Executive (27 Mar 2023 to 31 Dec 2025)
    • SMF9 Chair of the Governing Body (27 Mar 2023 to 31 Dec 2025)
  • Oliver Douglas Martin Bell

    IRN ODB01005

    • [FCA CF] Client dealing (since 15 Mar 2021)
  • Robert Charles Trant Higginbotham

    IRN RCH01052

    • SMF3 Executive Director (9 Dec 2019 to 26 May 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 16 Apr 2020)
    • CF1 Director (1 Feb 2019 to 8 Dec 2019)
    • CF3 Chief Executive (1 Feb 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.