T. Rowe Price UK Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Scott Keller
IRN SXK09494
- SMF1 Chief Executive (16 Apr 2020 to 27 Mar 2023)
- SMF9 Chair of the Governing Body (16 Apr 2020 to 27 Mar 2023)
- SMF3 Executive Director (9 Dec 2019 to 27 Mar 2023)
- CF1 Director (3 Dec 2019 to 8 Dec 2019)
Shannon Ann Stickland
IRN SXS03709
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Oct 2024)
Simon Cooper
IRN SXC02152
- CF1 Director (1 Feb 2019 to 29 Mar 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.