Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
T. Rowe Price International Ltd
FRN 194667
- SMF16 Compliance Oversight (since 31 Dec 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Oct 2024)
- CF11 Money Laundering Reporting (3 Mar 2016 to 8 Dec 2019)
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T. Rowe Price UK Limited
FRN 806948
- SMF16 Compliance Oversight (since 31 Dec 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Oct 2024)
- CF11 Money Laundering Reporting (1 Feb 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.