Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • T. Rowe Price International Ltd (no longer approved here)

    FRN 194667

    • [FCA CF] Client dealing (15 Mar 2021 to 1 Mar 2022)
    • [FCA CF] Manager of certification employee (15 Mar 2021 to 1 Mar 2022)
  • T. Rowe Price UK Limited (no longer approved here)

    FRN 806948

    • SMF3 Executive Director (16 Jan 2021 to 1 Mar 2022)
    • CF1 Director (1 Feb 2019 to 8 Dec 2019)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF29 Significant management (5 Apr 2011 to 4 Mar 2014)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • CF29 Significant management (1 Nov 2007 to 4 Mar 2014)
    • CF17 Significant Mgt (Other Business Operations) (11 Oct 2004 to 31 Oct 2007)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • CF29 Significant management (1 Nov 2007 to 4 Feb 2010)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF29 Significant management (1 Nov 2007 to 4 Mar 2014)
    • CF21 Investment Adviser (7 Aug 2002 to 9 Dec 2002)
    • CF17 Significant Mgt (Other Business Operations) (7 Aug 2002 to 31 Oct 2007)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • CF29 Significant management (1 Nov 2007 to 4 Mar 2014)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.