Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (15 Mar 2021 to 1 Mar 2022)
- [FCA CF] Manager of certification employee (15 Mar 2021 to 1 Mar 2022)
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- SMF3 Executive Director (16 Jan 2021 to 1 Mar 2022)
- CF1 Director (1 Feb 2019 to 8 Dec 2019)
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- CF29 Significant management (5 Apr 2011 to 4 Mar 2014)
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- CF29 Significant management (1 Nov 2007 to 4 Mar 2014)
- CF17 Significant Mgt (Other Business Operations) (11 Oct 2004 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 4 Feb 2010)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 4 Mar 2014)
- CF21 Investment Adviser (7 Aug 2002 to 9 Dec 2002)
- CF17 Significant Mgt (Other Business Operations) (7 Aug 2002 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 4 Mar 2014)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.