Dominic Paul Sheridan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth (ACD) Limited

    FRN 834833

    • [FCA CF] Material risk taker (since 27 Feb 2024)
    • [FCA CF] Significant management (since 27 Feb 2024)
    • SMF1 Chief Executive (since 24 Feb 2023)
    • SMF3 Executive Director (since 24 Feb 2023)
  • Omnis Investments Limited (no longer approved here)

    FRN 611694

    • SMF3 Executive Director (9 Dec 2019 to 28 Nov 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Nov 2022)
    • CF3 Chief Executive (3 Feb 2016 to 8 Dec 2019)
    • CF1 Director (15 Aug 2014 to 8 Dec 2019)
  • PineBridge Investments Europe Limited (no longer approved here)

    FRN 122531

    • CF29 Significant management (5 Sep 2012 to 6 Sep 2013)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • CF29 Significant management (1 Nov 2007 to 7 Dec 2011)
    • CF17 Significant Mgt (Other Business Operations) (11 Oct 2004 to 31 Oct 2007)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • CF29 Significant management (1 Nov 2007 to 4 Feb 2010)
    • CF17 Significant Mgt (Other Business Operations) (23 Jul 2003 to 31 Oct 2007)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF29 Significant management (1 Nov 2007 to 7 Dec 2011)
    • CF17 Significant Mgt (Other Business Operations) (23 Jul 2003 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (31 Jul 2002 to 25 Jun 2003)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • CF29 Significant management (1 Nov 2007 to 7 Dec 2011)
    • CF17 Significant Mgt (Other Business Operations) (23 Jul 2003 to 31 Oct 2007)

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Updates to this individual's record on the FCA register.

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