Scottish Widows Schroder Personal Wealth (ACD) Limited

Date authorised
4 October 2019
Companies House
11722973
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Gresham Street
    London
    EC2V 7HN
    UNITED KINGDOM
    Phone
    +4403448228910
    Web
    https://www.spw.com/our-services/fund-info

  • Complaints Contact

    PO Box 13482
    Chelmsford
    CM99 2GN
    UNITED KINGDOM
    Phone
    +4403448228910

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Atkinson

    IRN AXA01348

    • [FCA CF] CASS oversight function (13 Dec 2024 to 12 Mar 2025)
  • Adam Seale

    IRN AXS02499

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 15 Jan 2024)
    • CF2 Non Executive Director (4 Oct 2019 to 8 Dec 2019)
  • Alan James Goodman

    IRN AJG01175

    • [FCA CF] Material risk taker (since 26 Feb 2024)
    • [FCA CF] Significant management (since 26 Feb 2024)
    • SMF3 Executive Director (since 10 Nov 2023)
  • Alessandro Poli

    IRN AXP01265

    • [FCA CF] Client dealing (3 Mar 2021 to 2 Jul 2021)
    • [FCA CF] Functions requiring qualifications (6 Nov 2020 to 2 Jul 2021)
    • [FCA CF] Material risk taker (6 Nov 2020 to 2 Jul 2021)
    • CF30 Customer (22 Nov 2019 to 8 Dec 2019)
  • Amit Bisaria

    IRN AXB00534

    • [FCA CF] Manager of certification employee (8 Jul 2020 to 15 Dec 2023)
    • [FCA CF] Material risk taker (8 Jul 2020 to 15 Dec 2023)
  • Barrie Roy Jackson

    IRN BRJ01021

    • [FCA CF] Manager of certification employee (15 Feb 2021 to 23 Jul 2021)
    • [FCA CF] Significant management (15 Feb 2021 to 23 Jul 2021)
    • [FCA CF] Material risk taker (15 Feb 2021 to 23 Jul 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Jul 2021)
    • CF10 Compliance Oversight (4 Oct 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Oct 2019 to 8 Dec 2019)
    • CF28 Systems and controls (4 Oct 2019 to 8 Dec 2019)
  • Bramwell Mark Cripps

    IRN BMC01019

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jul 2024)
    • [FCA CF] Significant management (since 18 Dec 2023)
    • [FCA CF] Material risk taker (since 18 Dec 2023)
    • SMF16 Compliance Oversight (since 14 Nov 2023)
  • Carrie Chau Minh Chi Hay

    IRN CXH00554

    • [FCA CF] Material risk taker (17 Aug 2022 to 4 Sep 2023)
  • Christopher Patrick Morrison

    IRN CPM01086

    • [FCA CF] CASS oversight function (17 Apr 2025 to 24 Oct 2025)
    • SMF3 Executive Director (12 Feb 2025 to 24 Oct 2025)
    • [FCA CF] Significant management (15 Nov 2024 to 24 Oct 2025)
    • [FCA CF] Material risk taker (15 Nov 2024 to 24 Oct 2025)
  • Colin Richard Newham

    IRN CRN01026

    • CF28 Systems and controls (4 Oct 2019 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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