Alessandro Poli

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Scottish Widows Schroder Personal Wealth (ACD) Limited (no longer approved here)
FRN 834833
- [FCA CF] Client dealing (3 Mar 2021 to 2 Jul 2021)
- [FCA CF] Material risk taker (6 Nov 2020 to 2 Jul 2021)
- [FCA CF] Functions requiring qualifications (6 Nov 2020 to 2 Jul 2021)
- CF30 Customer (22 Nov 2019 to 8 Dec 2019)
Scottish Widows Schroder Personal Wealth Limited (no longer approved here)
FRN 830170
- [FCA CF] Manager of certification employee (6 Nov 2020 to 1 Mar 2021)
HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- CF30 Customer (1 Nov 2007 to 21 Aug 2014)
- CF27 Investment Management (16 Apr 2004 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.