Christopher Patrick Morrison

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth (ACD) Limited (no longer approved here)

    FRN 834833

    • [FCA CF] CASS oversight function (17 Apr 2025 to 24 Oct 2025)
    • SMF3 Executive Director (12 Feb 2025 to 24 Oct 2025)
    • [FCA CF] Significant management (15 Nov 2024 to 24 Oct 2025)
    • [FCA CF] Material risk taker (15 Nov 2024 to 24 Oct 2025)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • SMF18 Other Overall Responsibility (26 Mar 2024 to 31 May 2024)
    • SMF3 Executive Director (10 Oct 2022 to 6 Dec 2023)
    • [FCA CF] Material risk taker (1 Oct 2022 to 10 Oct 2022)
    • [FCA CF] Manager of certification employee (12 May 2022 to 10 Oct 2022)
    • [FCA CF] Significant management (12 May 2022 to 10 Oct 2022)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • [FCA CF] Material risk taker (1 Sep 2022 to 31 May 2024)
    • [FCA CF] Significant management (12 May 2022 to 31 May 2024)
    • [FCA CF] Manager of certification employee (12 May 2022 to 4 Jan 2024)
  • ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED (no longer approved here)

    FRN 622916

    • [FCA CF] Material risk taker (1 Sep 2022 to 31 May 2024)
    • [FCA CF] Manager of certification employee (12 May 2022 to 4 Jan 2024)
    • [FCA CF] Significant management (12 May 2022 to 31 May 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • [FCA CF] Manager of certification employee (12 May 2022 to 4 Jan 2024)
    • [FCA CF] Significant management (12 May 2022 to 31 May 2024)
  • Omni Partners LLP (no longer approved here)

    FRN 416689

    • CF30 Customer (26 Jul 2012 to 1 Jul 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 9 Dec 2009)
    • CF21 Investment Adviser (14 Mar 2007 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (6 Oct 2004 to 8 Mar 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (6 Oct 2004 to 8 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.