Barrie Roy Jackson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (FLP) Ltd

    FRN 586744

    • [FCA CF] Significant management (since 10 Feb 2025)
  • Finli (G&P) Ltd

    FRN 142752

    • [FCA CF] Significant management (since 28 Mar 2024)
  • FINLI (FA92) LIMITED

    FRN 195522

    • [FCA CF] Significant management (since 28 Mar 2024)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Manager of certification employee (15 Feb 2021 to 23 Jul 2021)
    • [FCA CF] Material risk taker (15 Feb 2021 to 23 Jul 2021)
    • [FCA CF] Significant management (15 Feb 2021 to 23 Jul 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jul 2021)
  • Scottish Widows Schroder Personal Wealth (ACD) Limited (no longer approved here)

    FRN 834833

    • [FCA CF] Significant management (15 Feb 2021 to 23 Jul 2021)
    • [FCA CF] Manager of certification employee (15 Feb 2021 to 23 Jul 2021)
    • [FCA CF] Material risk taker (15 Feb 2021 to 23 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Jul 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Jul 2021)
    • CF28 Systems and controls (4 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Oct 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Oct 2019 to 8 Dec 2019)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • CF28 Systems and controls (17 Oct 2013 to 22 Jan 2015)
  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • CF28 Systems and controls (1 Nov 2007 to 5 Dec 2008)
    • CF14 Risk Assessment (24 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.