Finli (FLP) Ltd

• Principal Place of Business

  Lodge Court

  Neston Road

  Thornton Hough

  Wirral

  Merseyside

  CH63 1JF

  UNITED KINGDOM

  Phone

  +441513292272

  Web

  https://www.finli.co.uk

• Complaints Contact

  Lodge Court

  Neston Road

  Thornton Hough

  Wirral

  Merseyside

  CH63 1JF

  UNITED KINGDOM

  Phone

  +441513292272

• Buy-to-Let Mortgage Advice

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Francis Hodgson

  IRN AFH01045

  • [FCA CF] Client dealing (21 Oct 2021 to 14 Feb 2025)
  • [FCA CF] Functions requiring qualifications (20 Oct 2021 to 14 Feb 2025)
• Andrew Bernard Thompson

  IRN ABT00006

  • SMF1 Chief Executive (since 5 Feb 2025)
  • SMF3 Executive Director (since 5 Feb 2025)
• Andrew Keith Stock

  IRN AXS00343

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 15 Sep 2025)
• Barrie Roy Jackson

  IRN BRJ01021

  • [FCA CF] Significant management (since 10 Feb 2025)
• Brian Leigh Tarleton

  IRN BLT00006

  • [FCA CF] Client dealing (1 Oct 2024 to 8 Sep 2025)
  • [FCA CF] Functions requiring qualifications (1 Oct 2024 to 8 Sep 2025)
• Carl Michael Gidman

  IRN CMG00015

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 29 Mar 2022)
• Darren William John Sharkey

  IRN DWS01044

  • SMF3 Executive Director (since 5 Feb 2025)
• Darren Wilson

  IRN DXW00083

  • [FCA CF] Manager of certification employee (11 Apr 2025 to 29 Sep 2025)
• David Charles Jones

  IRN DXJ15531

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 26 Oct 2021)
  • [FCA CF] Functions requiring qualifications (since 26 Oct 2021)
• David Charles Jones

  IRN DXJ00178

  • [FCA CF] Functions requiring qualifications (20 Oct 2021 to 21 Oct 2021)
  • [FCA CF] Client dealing (20 Oct 2021 to 21 Oct 2021)

• Financial Chambers (North West) Limited (no longer appointed)

  FRN 778107 · Appointed 19 Sep 2021 · Until 4 Aug 2023

No changes recorded yet.