Andrew Bernard Thompson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINLI (SCOTLAND) LIMITED

    FRN 402458

    • SMF3 Executive Director (since 17 Sep 2025)
    • SMF1 Chief Executive (since 17 Sep 2025)
    • Responsibility for MCD Intermediation (since 17 Sep 2025)
  • FINLI (FA92) LIMITED

    FRN 195522

    • Responsibility for MCD Intermediation (since 3 Apr 2025)
    • SMF3 Executive Director (since 25 Apr 2023)
    • SMF1 Chief Executive (since 25 Apr 2023)
  • Finli (FLP) Ltd

    FRN 586744

    • SMF3 Executive Director (since 5 Feb 2025)
    • SMF1 Chief Executive (since 5 Feb 2025)
  • Finli (G&P) Ltd

    FRN 142752

    • SMF1 Chief Executive (since 25 Apr 2023)
    • SMF3 Executive Director (since 25 Apr 2023)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Responsible for Insurance Mediation (28 Apr 2020 to 30 Jun 2020)
    • CF1 Director (AR) (7 Feb 2020 to 30 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • CF1 Director (3 Oct 2019 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (3 Oct 2019 to 30 Jun 2020)
    • Responsible for Insurance Distribution (3 Oct 2019 to 30 Jun 2020)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Responsible for Insurance Mediation (28 Apr 2020 to 30 Jun 2020)
    • Responsible for Insurance Distribution (28 Apr 2020 to 30 Jun 2020)
    • Responsibility for MCD Intermediation (28 Apr 2020 to 30 Jun 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • CF3 Chief Executive (1 Aug 2017 to 8 Dec 2019)
    • CF1 Director (1 Aug 2017 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Responsibility for MCD Intermediation (14 Apr 2020 to 30 Jun 2020)
    • Responsible for Insurance Distribution (14 Apr 2020 to 30 Jun 2020)
    • Responsible for Insurance Mediation (14 Apr 2020 to 30 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2020)
    • CF1 Director (1 Aug 2017 to 8 Dec 2019)
    • CF3 Chief Executive (11 Mar 2016 to 8 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Responsibility for MCD Intermediation (14 Apr 2020 to 30 Jun 2020)
    • Responsible for Insurance Distribution (14 Apr 2020 to 30 Jun 2020)
    • Responsible for Insurance Mediation (14 Apr 2020 to 30 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2020)
    • CF3 Chief Executive (11 Mar 2016 to 8 Dec 2019)
    • CF1 Director (16 Apr 2014 to 8 Dec 2019)
    • CF1 Director (AR) (26 Apr 2013 to 30 Jun 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Responsibility for MCD Intermediation (14 Apr 2020 to 30 Jun 2020)
    • Responsible for Insurance Mediation (14 Apr 2020 to 30 Jun 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • Responsible for Insurance Distribution (25 Nov 2019 to 30 Jun 2020)
    • CF3 Chief Executive (11 Mar 2016 to 8 Dec 2019)
    • CF1 Director (16 Apr 2014 to 8 Dec 2019)
    • CF1 Director (AR) (19 Apr 2012 to 30 Jun 2020)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Responsibility for MCD Intermediation (14 Apr 2020 to 30 Jun 2020)
    • Responsible for Insurance Mediation (14 Apr 2020 to 30 Jun 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • Responsible for Insurance Distribution (25 Nov 2019 to 30 Jun 2020)
    • CF3 Chief Executive (11 Mar 2016 to 8 Dec 2019)
    • CF1 Director (16 Apr 2014 to 8 Dec 2019)
    • CF1 Director (AR) (18 Apr 2012 to 30 Jun 2020)
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Recent activity

Updates to this individual's record on the FCA register.

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