FINLI (FA92) LIMITED

• Principal Place of Business

  12A Duke Street

  Royal Sutton Coldfield

  B72 1RJ

  UNITED KINGDOM

  Phone

  +4403451849292

  Web

  https://www.finli.co.uk

• Complaints Contact

  12A Duke Street

  Royal Sutton Coldfield

  B72 1RJ

  UNITED KINGDOM

  Phone

  +4403451849292

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Joseph Galache-Brown

  IRN AJG01213

  • SMF3 Executive Director (9 Dec 2019 to 12 May 2023)
  • CF1 Director (13 Nov 2018 to 8 Dec 2019)
• Alasdair Carroll

  IRN AXC00228

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 28 Apr 2025)
• Alison Jayne Eldridge

  IRN AXE00108

  • [FCA CF] Material risk taker (9 Dec 2019 to 15 Aug 2023)
• Andrew Bernard Thompson

  IRN ABT00006

  • Responsibility for MCD Intermediation (since 3 Apr 2025)
  • SMF1 Chief Executive (since 25 Apr 2023)
  • SMF3 Executive Director (since 25 Apr 2023)
• Andrew Joseph James Burton

  IRN AXB25436

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 7 Dec 2023)
  • [FCA CF] Functions requiring qualifications (since 7 Dec 2023)
• Andrew Moore

  IRN APM01215

  • Responsible for Insurance Distribution (since 25 Nov 2022)
  • SMF3 Executive Director (since 25 Nov 2022)
• Andrew William Little

  IRN AWL01045

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 7 Dec 2023)
  • [FCA CF] Client dealing (since 7 Dec 2023)
• Angelica Carr

  IRN AXC02205

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 25 Aug 2022)
  • CF2 Non Executive Director (20 Dec 2018 to 8 Dec 2019)
• Ashley Bell

  IRN AXB04088

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Apr 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 5 Apr 2024)
  • CF30 Customer (19 Jan 2018 to 8 Dec 2019)
• Barrie Roy Jackson

  IRN BRJ01021

  • [FCA CF] Significant management (since 28 Mar 2024)

No changes recorded yet.