Ashley Bell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd

    FRN 142752

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 31 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 31 Aug 2023)
    • [FCA CF] Material risk taker (31 Aug 2023 to 1 May 2025)
  • FINLI (FA92) LIMITED (no longer approved here)

    FRN 195522

    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Apr 2024)
    • CF30 Customer (19 Jan 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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