Finli (G&P) Ltd

Date authorised
1 April 2013
Companies House
02232959
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Trinity House
    Thurston Road
    Northallerton
    North Yorkshire
    DL6 2NA
    UNITED KINGDOM
    Phone
    +441609760960
    Web
    https://www.finli.co.uk

  • Complaints Contact

    Trinity House
    Thurston Road
    Northallerton Business Park
    Northallerton
    North Yorkshire
    DL6 2NA
    UNITED KINGDOM
    Phone
    +441609760960

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · Limited to counselling in connection with Investment advice and advice on buy to let mortgages
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Gale and Phillipson Holdings Ltd

    IRN XXG01172

    • CF1 Director (AR) (16 Jul 2020 to 11 Sep 2025)
  • . Gale and Phillipson Ltd

    IRN XXG01148

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (18 Jan 2016 to 8 Dec 2019)
  • Aaron Dennis Lane

    IRN ADL01096

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 13 Nov 2025)
    • CF30 Customer (since 13 Nov 2025)
  • Adam David Henderson

    IRN ADH01129

    • CF30 Customer (1 Jun 2014 to 31 Jul 2019)
  • Adam Joseph Galache-Brown

    IRN AJG01213

    • SMF3 Executive Director (9 Dec 2019 to 12 May 2023)
    • CF1 Director (13 Nov 2018 to 8 Dec 2019)
    • CF1 Director (AR) (5 Sep 2018 to 30 Sep 2020)
  • Alan Robert Sneddon

    IRN ARS00023

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Mar 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Nov 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 12 Nov 2018)
    • Responsible for Insurance Mediation (29 Oct 2015 to 30 Sep 2018)
    • CF30 Customer (20 May 2014 to 7 Nov 2016)
    • CF11 Money Laundering Reporting (17 Oct 2005 to 6 Jul 2006)
    • CF10 Compliance Oversight (17 Oct 2005 to 6 Jul 2006)
    • CF21 Investment Adviser (6 Oct 2005 to 2 May 2007)
    • CF1 Director (6 Oct 2005 to 12 Nov 2018)
  • Alastair James Burtenshaw

    IRN AXB01315

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 21 Nov 2024)
    • CF30 Customer (since 21 Nov 2024)
  • Alison Jane Harrison

    IRN AJH01479

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 May 2025)
    • CF30 Customer (8 Apr 2019 to 8 Dec 2019)
  • Alison Jayne Eldridge

    IRN AXE00108

    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Aug 2023)
  • Andrea Jane Purdie

    IRN AJP01257

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (AR) (14 Jul 2018 to 6 Sep 2020)
    • CF30 Customer (14 Jul 2018 to 30 Dec 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.