Adam David Henderson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 10 Dec 2019)
    • CF1 Director (AR) (since 29 Oct 2019)
    • CF30 Customer (since 29 Oct 2019)
    • [FCA CF] Client dealing (10 Dec 2019 to 11 Dec 2019)
  • Henderson Independent Financial Management Limited

    FRN 912469

    • (1)Employed By (since 29 Oct 2019)
  • Gale and Phillipson Investment Services Ltd (no longer approved here)

    FRN 431387

    • CF30 Customer (13 Nov 2017 to 31 Jul 2019)
  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • CF30 Customer (1 Jun 2014 to 31 Jul 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (14 Sep 2010 to 13 Jun 2014)
  • Adam Henderson (no longer approved here)

    FRN 531324

    • Employed By (14 Sep 2010 to 13 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

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