Adam Joseph Galache-Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • SMF3 Executive Director (9 Dec 2019 to 12 May 2023)
    • CF1 Director (13 Nov 2018 to 8 Dec 2019)
    • CF1 Director (AR) (5 Sep 2018 to 30 Sep 2020)
  • FINLI (FA92) LIMITED (no longer approved here)

    FRN 195522

    • SMF3 Executive Director (9 Dec 2019 to 12 May 2023)
    • CF1 Director (13 Nov 2018 to 8 Dec 2019)
  • Gale and Phillipson Investment Services Ltd (no longer approved here)

    FRN 431387

    • SMF3 Executive Director (9 Dec 2019 to 12 May 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 23 Mar 2020)
    • CF10 Compliance Oversight (22 Dec 2015 to 7 Nov 2016)
    • Responsible for Insurance Mediation (20 Jul 2012 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (11 Jul 2012 to 5 Dec 2012)
    • CF30 Customer (1 Sep 2010 to 8 Dec 2019)
    • CF1 Director (7 Dec 2009 to 8 Dec 2019)
  • Finli (GPC) Ltd (no longer approved here)

    FRN 811525

    • Employed By (5 Sep 2018 to 30 Sep 2020)
  • XPS SIPP Services Limited (no longer approved here)

    FRN 461791

    • CF29 Significant management (20 May 2008 to 16 Jul 2009)
    • CF10 Compliance Oversight (6 Apr 2007 to 11 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.