XPS SIPP Services Limited

Date authorised
1 April 2013
Companies House
SC069096
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Scotia House
    The Castle Business Park
    Stirling
    Stirlingshire
    FK9 4TZ
    UNITED KINGDOM
    Phone
    +441786237042
    Web
    https://www.xpsselfinvestedpensions.com

  • Complaints Contact

    Scotia House
    The Castle Business Park
    Stirling
    Stirlingshire
    FK9 4TZ
    UNITED KINGDOM
    Phone
    +441786237043

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments in the rights under the scheme(s) it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Professional, Retail (Investment)

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Hazell Carr Pensions Services Ltd

    IRN XXH01013

    • CF1 Director (AR) (17 Dec 2007 to 11 Nov 2009)
  • Adam Joseph Galache-Brown

    IRN AJG01213

    • CF29 Significant management (20 May 2008 to 16 Jul 2009)
    • CF10 Compliance Oversight (6 Apr 2007 to 11 May 2007)
  • Alan Robert Bannatyne

    IRN ARB01300

    • CF2 Non Executive Director (14 Feb 2017 to 8 Dec 2019)
  • Alasdair Marnoch

    IRN AXM02369

    • CF1 Director (7 May 2008 to 31 May 2012)
  • Alistair David McLeish

    IRN ADM01140

    • CF2 Non Executive Director (20 Feb 2014 to 30 Sep 2016)
  • Andrew Charles Bowsher

    IRN ACB01211

    • Responsible for Insurance Distribution (since 26 Jan 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (15 Sep 2011 to 8 Dec 2019)
    • CF29 Significant management (18 Jan 2008 to 15 Sep 2011)
  • Benjamin Oliver Bramhall

    IRN BOO01008

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Dec 2019)
    • CF1 Director (3 Aug 2016 to 8 Dec 2019)
    • CF3 Chief Executive (3 Aug 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Aug 2016 to 30 Sep 2018)
  • CATHERINE ANNE NOBLE

    IRN CAN01048

    • CF1 Director (20 Jun 2012 to 27 Nov 2015)
    • CF28 Systems and controls (15 Jul 2011 to 2 Nov 2015)
  • Colin Ian Thomson

    IRN CIT01017

    • [FCA CF] Significant management (since 27 Jan 2023)
  • David Hugh Carr

    IRN DHC01020

    • Responsible for Insurance Mediation (10 Apr 2007 to 9 May 2007)
    • CF1 Director (6 Apr 2007 to 3 Apr 2008)
    • CF3 Chief Executive (6 Apr 2007 to 3 Apr 2008)
    • CF8 Apportionment and Oversight (6 Apr 2007 to 3 Apr 2008)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.